THE INTERPLAY BETWEEN HISTORICISM AND TEXTUALITY: POSTMODERN HISTORIESDr.Serpil Oppermann (Department of English Language and Literature, Hacettepe University, Ankara-Turkey 1998) In
view of the postmodernist challenges to the writing of history, representing
the past has come to be a thorougly problematic issue both in historiographic
and literary theory today. Since postmodernism has irrevocably disredited the
referentiality of history in relation to representation, history as an
extra-textual source of reality is no longer a valid definition. But, as John
Zammito says, "everybody is talking historicism these days" (1997: 1). There is
now a "historical" turn sweeping through the humanities in response to the
"linguistic turn" that has been dominant over the past 20 years. These two
"turns" have come to open up conflicting positions among the historiographers
and literary theorists alike. The problems of critical discourse mostly stem
from these contending positions and their corresponding dilemmas, namely the
textualist position, which favors textualist analysis of history on formalist
principles, and the contextualist one, which privileges the historicity of
texts, placing them in relation to society, culture and politics. It is
important to note that the significant role claimed for historization in
literary studies has come about at the very time the role of textuality in
historical writing has been in full swing. Implications of this debate can be
seen in postmodernist fiction which relates to it in significant ways. Labelled
as historiographic metafiction by Linda Hutcheon, postmodernist fiction is "at
once metafictional and historical in its echoes of the texts and contexts of
the past" (1989: 3).
Since
the historic turn marks the self-reflexive narratives of such fictions, the
interrelated matrix of textuality and historicity as conflicting terms renders
the question of history to be intensely problematic. Historiographic
metafictions offer critiques of teleological history by foregrounding the
theoretical problems of factual versus fictive representation. They incorporate
the understanding of history both as poetics, a discursive practice, and as a
discipline that investigates the relation of power to knowledge in the past- in
short as social and political construction.
Postmodernist
critique of history as Grand Narrative, however, has led to the New Historicist
debate over how the contextualization of the past can be represented in
histories written in the present. At the core of this debate is the premise
that history is a verbal construct. It amounts to the argument that the past
can only be "known from its texts, its traces, be they literary or historical"
(Hutcheon 1989:4). It is because, as Jonathan Culler notes, "history...
manifests itself in narrative constructs, stories designed to yield meaning
through narrative ordering" (1989:129). Yet, the one master problem around
which the question of history revolves in contemporary theory is the historical
nature of all discourses. Historical discourse too is produced in processes of
contextualization, and thus all systems of meaning are historically determined.
Historical narratives then are marked by what Culler calls, "the historicity of
articulations" (1989:129), but historicity itself alone cannot be the
foundation of historical knowledge, since its textual nature is unavoidable.
Historical discoures cannot lay claims to the truth of what is being recorded.
As Stephen Greenblatt claims: "The historical evidence is unreliable; even in
the absence of social pressure, people lie readily about their most intimate
beliefs. How much more must they have lied in an atmosphere of unembarrassed
repression" (1994: 474). Consequently, historical knowledge can only be
attained through texts; and "extratextual considerations defy proof and,
accordingly, relevance" (Genovese 1997:87).
The
origins of this New Historicist argument stem from Hayden White's influential
theory of historical narratives. In White's view the writing of history is a
poetic process, historical narratives are "verbal artifacts," and the nature of
historical representation is "essentially provisional" (1978: 42). According to
him, It is the historian who formulates historical contexts in the form of
stories: "Historians may not like to think of their work as translations of
'fact' into 'fiction;' but this is one of the effects of their works"(1978:
53). White's emphasis of the "fictive nature of historical narrative"(1978: 42)
has resulted in the erasure of the distinction between fact and fiction, and
thus has placed the linguistic nature of historical writing at the core of
interpretive strategies. White's theory has now been carried into a web of
textualism by a considerable number of postmodernist theorists of history.
Their self-conscious investigations of what Louis Montrose calls, "historicity
of texts and the textuality of history" have come to be the central focus of
attention in critical theory today. Here is Montrose's chiastic formulation :
By
the
historicity
of texts,
I mean to suggest the cultural specifty, the social embedment, of all modes of
writing- also the texts in which we study them. By the
textuality
of history,
I mean to suggest firstly, that we can have no access to a full and authentic
past, a lived material existence, unmediated by the surviving textual traces of
the society in question- traces whose survival we cannot assume to be merely
contingent but must rather presume to be at least partially consequent upon
complex and subtle social processes of preservation and effacement; and
secondly, that those textual traces are themselves subject to subsequent
textual mediations when they are construed as the "documents" upon which
historians ground their own texts, called "histories." (1989:20)
In
Montrose's view, history is a textual reconstruction of the past, and as such
it can possess no authoritative materiality. Dominick LaCapra, too, attacking
contextual historicism, has claimed that "the context itself is a text of
sorts...It cannot become the occasion for a reductive reading of texts"(1983:
95). LaCapra's argument proposes "multiple interactive contexts" in historical
writings (1983: 91) which, for all intents and purposes, applies to the
discourses of historiographic metafictions. In
History
and Criticsm
he writes that "texts interact with one another and with contexts in complex
ways, and the specific question for interpretation is precisely how a text
comes to terms with its putative contexts" (1985:128). This is a revisionist
notion of contextualization where the relationship between text and context is
a question of interpretation. Contextualization, however, is central to
historical practice. It is, as Berkhofer says, "the primary method of
historical understanding and practice" (Zammito 1993:791). But,
contextualization alone cannot provide a full historical understanding, because
the context (the historical milieu) itself is created via the historical
documents which are texts themselves.
This
debate centers on the textualist politics making the linguistic usage an object
of historical inquiry. "To put it in a nutshell," as Ankersmit writes, "we no
longer have any texts, any past, but just interpretations of them" (1997: 278).
On the other hand, a mere contextualist approach in the old sense as the object
of historical study can no longer suffice and is limiting. We need to consider
both ends of this dichotomy between textualist and contextualist positions in
interpreting the past. This is what historiographic metafiction purposefully
undertakes to do.
The
formal linking of history and fiction in historiographic metafictions produces
an interactive use of texts and contexts. Postmodern novel, as such, offers a
richer perspective for historical interpretation. In fact, it may as well serve
as the best evidence for understanding the complexity of the historical
contexts and their constructions. This is especially evident in Graham Swift's
Waterland
which locates the interplay of historicism and textuality in a specific
landscape, the Fens in eastern England which serve as the emblem of the
history/narrative problematic. The narrator of the novel, Tom Crick, revisits
the past in order to understand his present situation. He is about to lose his
job as history teacher, and his students are rebelling against studying the
French Revolution which, they believe, has no relevance to the present because
they think we live under the threat of nuclear war which will end all history.
Waterland
is "an allegorical exploration of postmodern theories of the end of history,
treating those theories as the novel's intertexts, or subtexts"(Schad 1992:
911). Crick, then, departs from the objective narrative of the French
Revolution to narrate the story of his life as history. He states that history
is a form of story. Yet, he says "history was no invention but indeed
existed"(53). He views history as "just story-telling"(133), as "Grand
Narrative"(53), as "fairy-tale"(6), and as "fact"(74). Accordingly what makes
history so problematic is this uncertainty about its definition. History in
Waterland
reveals the intrusion of fiction upon fact, constantly challenging the realist
strategies of representation as deceptive modes. The novel's questioning of
history corresponds to the discussion on the interpretive indeterminacy of
historical knowledge. In fact,
Waterland
thematizes what Hayden White writes in "Historical Text as Literary Artifact:"
"There is something in a historical masterpiece that cannot be negated, and
this non-negatable element is its form, the form which is its fiction"(1978:
43). Within this framework,
Waterland
exposes the radical confrontation of fiction with postmodernist theories of
history as discourse without a reliable referent. As Tom Crick informs his
students, "history is that impossible thing: the attempt to give an account,
with incomplete knowledge, of actions themselves undertaken with incomplete
knowledge...I taught you that by for ever attempting to explain we may come,
not to an Explanation, but to a knowledge of the limits of our power to
explain"(94). Novels like
Waterland
accentuate the process of linguistic embodiment of the past in historicist
inquiries where the role of language to shape history is undeniable. As
Raymond Federman points out, this is the issue that requires utmost
responsibility from the writer. In his words:
..that
to be a writer is to live in history, that the writer can never escape his time
and history, and this because finally history above all language. It is the
writer who fabricates history with language after the events have occurred.
That is why the writer bears such responsibility towards his work, and
especially towards the language he uses. If our readers cannot trust our
writing (even if it is fiction) they will not trust the
story
and the
history
in which they live. (1995:22-23)
Historiographic
metafictions embody a postmodern recognition of the poetic nature of
historiography where the self-reflexive medium, in which the past events are
situated, becomes the ground over which history meets metafiction. The
metafictional mode itself creates a certain opacity, drawing attention to the
process of textualization as much as to the historical reality behind the text.
Historiographic metafiction recontextualizes both the production and the
reception processes of history and invites us to reconsider historical
knowledge by showing the
process
of creating the
product.
In brief, historiographic metafictions construct interesting postmodern
histories.
Federman's
To
whom It May Concern
and Timothy Findley's
Famous
Last Words
are two striking examples to such constructions. They are overt thematizations
of the processes of historical representations offering literary
contextualizations of the events during the Second World War. Both novels turn
the traces of the past into a historicist investigation. They expose the
process by which we represent the past in terms of a metafictional
self-reflexivity that is used to disrupt the entire concept of unproblematic
documentation in the writing of history. The forms of representation "used and
abused," to quote Linda Hutcheon's words, in this postmodern strategy range
from formal rewriting of remembered events, as in Federman's novel, to the
recontextualizing of the entire polical climate of the war in Findley's
version. Both novels draw attention to how the documents of history turn into a
fictional context in the writing process.
To
whom It May Concern
is about the attempts of a writer to narrate the whole reality of the two
cousins who were separated during the roundup of the Jews in Paris, and now, 50
years later, they are about to meet in Israel. The writer, in a series of
letters addressed to whom it may concern, tries to find the exact narration to
reveal the truth, but he can only communicate the painful past by an act of
writing that keeps pointing to the indeterminacy of historical knowledge.
History here turns out to be Federman's surfictional story created out of the
fragmented historical events as he remembers them. In
Famous
Last Words
,
Ezra Pound's fictional character, Hugh Selwyn Mauberley, plays a major role in
the political intrigues between the Nazies and their supporters in England and
among the allies. Here historical inquiry centers upon both the contextualist
approach, exposing the relation between power and knowledge, and upon the
textualist analysis investigating the relation between language and the world
when von Ribbentrop, Rudolph Hess, the Duke and Dutchess of Windsor, Lindbergh,
Sir Harry Oakes, Ezra Pound, and other famous historical figures get involved
in an elaborate scheme to secure world domination. Mauberley is a famous writer
and was a close witness to the development of the secret alliance among the
famous figures of the times. The whole novel is based on Mauberley's words that
he wrote on the walls of the hotel before he was murdered. Just like in
Federman's novel, the events here no longer cohere, their unity is disrupted
when Mauberley's "famous last words" function as what F.R. Ankersmit states in
theory: "history always manifests itself in the form of text"(1995:225).
Historical meaning in Mauberley's narrative then is relational and provisional.
Set aside from the entire writing is one epigraph on the ceiling, one sentence
pointing to this notion. Mauberley has written: "All I have written here... is
true; except the lies"(59). This type of fictive historical writing questions
how the texts of history enter into fictional contexts while at the same time
retaining their historical documentary value (Hutcheon1991: 82).
Past
events acquire meaning only through their representations, but narrative
representation can not provide an authority to support any claim to historical
credibility due to its discursive nature. Novels like this then move in two
directions. They point to the fictionality of the writing of history, and also
assert the historicity of their writing.
To
Whom It May Concern
,
for example, states that there is no way of knowing the past outside its
narratives, whether they are fictional or historical. Federman wants to rewrite
the past as a story in order to open it up to the present. What matters for him
is the telling of the story of "a traumatic past"(17). In this way, he draws
attention to the fact that understanding historical events requires giving of
an account for them which can only be done in the form of stories:
But
listen, historical facts are not important, you know that. Besides, they always
fade into banality. What matters is the account and not the reality of events.
So once again I am contemplating a story which will be nothing more than the
speculations on ways to tell that story. I am incurable.(38)
A
page later he writes:
What
difference does it make when and where it happened, since none of it is
verifiable. We're not dealing with credibility here, but with the truth. That's
not the same. Certain truths do not need the specifics of time and place to be
asserted. A war is a war, doesn't matter where and when it happened. And
suffering is timeless. (39)
As
To
Whom It May Concern
indicates, the ways of telling that story are the only means of coming to terms
with history. Similarly, Mauberley's words filling 4 whole rooms, 16 walls of
it, can be interpreted, not as documentary reality, but as a self-conscious way
of approaching the documents. Mauberley's account, too, points to the
postmodern rewriting of the war contexts as one version among others. The issue
that the textuality of history produces many viewpoints and voices in history
is the underlying thematics in both novels. Moreover, they focus, in a
self-reflexive way, on how the historian invents the narrative form in giving a
particular meaning to the past. And invention always involves some recourse to
imagination. In Louise O. Mink's words: "so narrative form in history, as in
fiction, is an artifice, the product of imagination" (1978:145), which is also
Federman's underlying thesis in his text. As both Federman's and Findley's
accounts indicate, historical texts refer to the past which they themselves
bring into existence by means of language. In other words, reflexivity entails
projecting the past through language. Sitting with Wallis, the Dutchess of
Windsor, and von Ribbentrop at the Ritz in Madrid in June 1940, Mauberley
realizes that the former King of England, the Duke of Windsor, has been chosen
as the leader of the new world order by the Cabal. He writes:
There
we were, in the very room with the very leader who had been chosen. And his
wife. So this is history as she's never writ, I thought. Some day far in the
future, some dread academic, much too careful of his research, looking back
through the biased glasses of a dozen other "historians," will set this moment
down on paper. And will get it wrong. Because he will not acknowledge that
history is made in the electric moment and its flowering is all in
chance...There is more in history of impulse than we dare to know. Yes they
will get it wrong. (180)
Famous
Last Words
, in this respect, contests the entire notion of self-evident truths or
identities in historical constructions. It shows us the self-conscious
dimensions of history.
A
similar postmodern awareness pervades the narratives of other historiographic
metafictions, like Penelope Fitzgerald's
The
Blue Flower
,
Derek Beaven's
Newton's Niece
,
Peter Ackroyd's
Hawksmoor,
and John Banville's
Doctor
Copernicus
and
Kepler.
The epigraph by Novalis in
The
Blue Flower
summarizes this awareness: "Novels arise out of the shortcomings of
history."This novel reconstructs the early life of Fritz von Hardenberg before
he came to be known as the famous German Romantic poet Novalis. Here he is
deeply concerned with "the problem of universal language"(61) that would be
capable of having a direct reference to reality. But as the story unfolds,
Novalis comes to realize that "Language refers only to itself, it is not the
key to anything higher"(75), echoing a postmodern critical awareness. The novel
is about von Hardenberg's love affair with the 12- year- old Sophie von Kuhn,
who is his "heart's heart"(74), his "true Philosophy." Friedrich Schlegel,
Goethe and Schiller make brief appearances in the novel which is based on
diaries, letters, public and private documents that were only published in
1988. In short, the novel recreates a historic past based on documentary
evidence. The chapters are sometimes straight extracts from Hardenberg papers.
But how much of this story is true? The answer to this question is in Novalis's
clever remark: "If a story begins with finding, it must end with
searching"(112). What is important, then is the fact that
The
Blue Flower
is one among other readings of that lost, transcendental, German world. It
effectively underlines the notion that "documents...do not transparently
reflect reality, but only other texts," and as such, the "past" "dissolves into
literature" (Spiegel 1997:262).
Historical
textualization both draws from and creates the contexts in question as
The
Blue Flower
posits. There is no truth to be found, but only stories that go on searching
it. In John Banville's
Doctor
Copernicus
and
Kepler,
we encounter this search. In their postmodern biographies Copernicus and
Kepler present a religious conviction of their scientific discoveries. "To
enquire into nature," says Kepler, "is to trace geometrical
relationships."(145). In their search for the ultimate truths, however, Kepler
and Copernicus encounter only the limits of empiricist and positivist
epistemologies. They realize that even the scientific knowledge cannot lay
claims to self-evident truths. In the final pages of
Doctor
Copernicus
,
the failure of science to grasp ultimate knowledge as such becomes clear to the
dying Copernicus who is visited by the ghost of his brother Andreas. "It is the
manner of knowing that is important"(239) says Andreas to the disillusioned
Copernicus: "We know the meaning of the singular thing only so long as we
content ourselves with knowing it in the midst of other meanings: isolate it,
and all meaning drains away. It is not the thing that counts, you see, only the
interaction of things; and of course, the names..."(239). It is precisely this
idea of the interaction, in terms of contexts and texts that postmodern novels
investigate echoing LaCapra's notion of "multiple interactive contexts" in
historical writings.
In
Derek Beaven's
Newton's
Niece
,
and Peter Ackroyd's
Hawksmoor,
this interaction becomes more emphatic where the past enters a dialogic
relationship with the present. A polymorphous sense of context is installed in
a number of ways. We may witness the reconstruction of a dominant mode of
discourse as representing the specific historic past, but only to challenge it
with an intrusion of the presence of other discourses within that historical
past. This is seen in
Hawksmoor
where the rationality of the 18th century is contested by a parallel discourse
of esoteric sciences which was as much part of that time as was the discourse
of reason. Or, we may encounter a specific historical context fully
fictionalized in detail as a reminder of the conventions of historical novel,
but intertextual references to present theoretical concerns over language and
ideology, representation and narrative, subvert the effect of that context as a
unified field in itself. This is evident both in
Newton's
Niece
and in
Haksmoor
which juxtapose past and present in their contextualizations. While Beaven
links the 17th and the 20th centuries by the presence of Newton's niece in
each, Ackroyd creates a mirroring of both centuries that flow into one another.
In Beaven's novel, Newton's niece, Kit, says, "We write our own story on the
walls of our world; we project ourselves on to our account of the past- and the
future"(7), speaking from within both centuries she inhabits "as a fragment."
The reality of her past and present in both the 17th and the 20th centuries
posits the operations of interactive contexts in exploring the traces, texts
and intertexts of Newton's time. The historicity of the text is also
reinforced by detailed references to cultural life in England shaped by the
presences of such figures as Jonathan Swift, Aphra Behn, Joseph Addison, and
Charles Halifax who becomes Kit's long time lover. The novel shows that these
identities are constructed by discursive systems of power at the time.
At
the beginning of the novel, Newton's niece, Kit, appears as half-animal, a wolf
boy who gets transformed into a beautiful young girl during the testing of what
she refers to as Newton's "Elixir." As she narrates her story, she reveals the
process by which Newton sought "the secrets of power and control"(35).
Historical recontextualization is manifest in this version of Newton's life,
operating at the level of scientific discourse associated with the historical
Newton. This, however, is an ironic rewriting of Newton's identity, since
his Elixir is "never made public. Of course not. It was never sent up to the
Annals of the Royal Society..."(22), Kit says problematizing the whole
historical reference behind the text. Therefore, by raising such a question as
whether Newton really discovered the philosophers stone, the novel challenges
the certainty of our knowledge of Newton's historic identity. At the end, Kit
leaps into the 20th century as a result of removing the philosopher's stone
from her forehead that Newton had secured during her transformation in the
first place.
Newton's
Niece
is a legitimate example of how historicism is embodied in textuality. It shows
that our knowledge of Newton can only be textual. As Hayden White argues,
narrative accounts of historical events only give a certain version of the
specific past events: "stories are not true or false, but rather more or less
intelligible, coherent, consistent, persuasive and so on. And this is true of
historical, no less than fictional stories" (1986:492). In this respect, this
novel presents an equally intelligible account of the past as any historical
text itself.
The
same holds true for
Hawksmoor
where historical reference and textuality double upon each other.
Hawksmoor,
too, confronts the past as a textualized trace in a complex interaction of two
parallel plots which literally merge into each other. The 18th century and 20th
century plots are thematically and structurally interrelated in terms of the
repetitions of words, images, phrases, and names from the 18th century plot in
the 20th century, and above all, through a series of murders which are
committed in the 18th century story while the bodies of victims appear in the
20th century plot. These repetitions problematize historical identity,
reference and time. The 18th century story is told, as a pastiche of that
time's style, by a fictional architect, Nicholas Dyer who is involved with
Satanism. He refers to his story as "my History," and states that he will,
"like a State Historian, give you the Causes as well as the Matter of Facts"
(13), first creating a realist illusion and then immediately confronting it by
saying,"I never had any faculty in telling of a Story, and one such as mine is
will be contemned by others as a meer Winter Tale"(13). This signals the
problematic line between fact and fiction. Dyer wants to form a magic
Septilateral Figure with his 7 churches in London so that he can restore a
demonic order to the world. As a result of his diabolical belief, he sacrifices
victims, mostly children, to impart a sacramental quality to his churches. This
story forms the textual past in the novel. The 20th century plot is narrated by
the fictional detective Nicholas Hawksmoor who tries to solve the enigmatic
murders in the grounds of Dyer's churches, murders which are re-enactments of
Dyer's ritual sacrifices in his own age. Victims in both ages are the same
people. Unable to solve the dilemma, Hawksmoor comes to realize that there are
no explanations, only contingent facts. In the novel. Nicholas Dyer is the
fictionalized version of the real Augustan architect, Nicholas Hawksmoor who
actually designed 6 churches in London in the early 18th century. The novel
problematizes this historical reference by making the fictional modern
detective carry the historical architect Hawksmoor's name. In this way,
historical identity is also shown to be provisional and textual. Since the
interdependence of fact and fiction problematizes historical reference in the
novel, we realize that there are no definite frames of reference by which the
events and historical identity can be judged. Thus,
Hawksmoor
uses history as an implied reference to the past and also as a discursive
construct. In the end Hawksmoor and Dyer speak with one voice, signalling the
metafictional querying of fact/fiction polarity.
Hawksmoor,
then, is both fictive and historical in its postmodern version of the past.
These
are the interesting postmodern histories questioning the official version of
historical events. These novels raise our curiosity and challenge our
perceptions of the past. Newton's discovery of the philosopher's stone, Satanic
rituals behind Hawksmoor's churches, the secret Cabal among the Nazi leaders
and The Duke of Windsor, Copernicus and Kepler's awareness of linguistic
structures in scientific discourses, Novalis's post-structuralist concept of
language, raise several questions. Did these events occur or not? If so, who
were responsible for their happening? In short what really happened in the
past? I would like to conclude with Tom Crick's words in
Waterland:
"...all the stories were once real. And all the events of history, the battles
and costume-pieces, once really happened" (257); that was of course before we
all had turned theoretical.
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