Husserl's Phenomenological Discovery of the Natural Attitude
Sebastian Luft
Katholieke Universiteit Leuven Husserl Archief
Abstract
In this paper I will give a systematic account of Husserl's notion of the natural attitude in the development from its first presentation in Ideas I (1913) until Husserl's last years. The problem of the natural attitude has to be dealt with on two levels. On the thematic level, it is constituted by the correlation of attitude and horizon, both stemming from Husserl's theory of intentionality. On the methodic level, the natural attitude is constituted by three factors: naturalness, naivity and normality. I shall conclude by sketching out a possible motivation for leaving the natural attitude and thus for entering the sphere of phenomenology.
”Wir können nicht leben wie andere Menschen, naiv dahin und mit anderen streiten, wir haben den schlimmsten Feind in uns selbst.” (from Husserl's letter to Fink, 3/6/1933)[1]
I. Introduction
Among
the great themes of Husserl's phenomenology--such as intentionality, the
reduction, transcendental subjectivity, intersubjectivity, the life-world--one
generally does not consider Husserl's notion of the
natural
attitude
.[2]
After all, was it not Husserl's whole intention as a philosopher to overcome
the naivity and fallacy of the natural attitude and to move, employing the
classical Greek dichotomy, from a naive
doxa
to an
episteme,
to a philosophy as ”rigorous science”?
[3]
However if it is his claim, as it is, that all philosophy before him has failed
to perform the phenomenological reduction, in other words, that all
pre-phenomenological philosophy has unconsciously remained on the ground of the
natural attitude, one can begin to see how central his concept of the natural
attitude must be. The natural attitude is pervasive and dominant, as long as
the phenomenological reduction, inaugurating phenomenology itself, has not been
performed. Hence I want to raise the question:
What
exactly is
this natural attitude? How is it characterized and what does it mean to
overcome it? If this natural attitude is so fundamental that all philosophy
before Husserl has overlooked it (or at least not fully grasped it, though some
philosophers, such as Heracleitus or Descartes have glimpsed rudimentary
fragments of it), how does it become explicit in the first place? This paper
will argue that the phenomenological discovery of the natural attitude, hence
the natural attitude
itself,
ought to be considered one of the great themes of Husserlian phenomenology. The
natural attitude already implicitly belongs to those previously mentioned
themes and, even though it is Husserl's project to overcome it, its dominance
can be seen by the fact that it ultimately acquires a late recognition and
restoration in the
Crisis.[4]
Husserl
never systematically worked out a full and consistent theory of the natural
attitude. This notion is rather, to use Fink's often quoted term
[5],
an ”operative concept” in Husserl's thinking that serves as an
unthematical basis for further thought. The task of this paper is thus to
reconstruct a theory of the essential content of this natural attitude, as well
as the way it becomes thematic in the first place. This task has two levels, a
thematic and a methodic level: in speaking thematically about the natural
attitude, describing it in its content (on the thematic level), we are
obviously speaking from another standpoint. If the natural attitude is, as the
name suggests, a title for our everyday life, then speaking about it means we
have, in one way or the other, already superseded its boundaries on a methodic
level. To put it as Hegel would: seeing the limit
as
limit
means it has already been surpassed. A description of the natural attitude will
therefore
nolens
volens
stand outside of it, occupy or speak in a different attitude. So much is
intrinsic to the thematization of this phenomenon.
II. The two levels of description: thematic – methodic
What
I have already stated gives us two clues as to how we should proceed. Firstly,
we have to differentiate, on the one hand, between a thematical
description
of the natural attitude in its content, and on the other,
our
position in
describing
it. Whereas the description gives us an account of the natural attitude itself
(as the theme), the methodic reflection upon this description will give an
account of what it means to be
in
the natural attitude. A phenomenological analysis of the natural attitude will
have to make the difference, in other words, between an
object-level
and a
meta-level.
The object level will give a description of the natural attitude
itself,
whereas the meta-level will clarify that which makes this attitude
’natural'. This will become clearer as I proceed. For now we can keep in
mind that what makes this phenomenological account of the phenomenon of the
natural attitude so interesting and yet curious is the interdependence and
inseparability of theme and method.
Let
us now see how these two levels of analysis are interwined. If the natural
attitude is in one way or another a title for our everyday life, and if
thematizing this attitude already means being in
another
attitude, then it can be said that the natural attitude is constituted
precisely by the fact that it is not thematical
in
or by
the
natural attitude. In other words, being in the natural attitude, I am unaware
of
being in this attitude. Hence, this is exactly the reason why this attitude is
called
natural.
The natural attitude is hidden to itself; thematizing this
attitude--discovering it, as the title of this paper says--means already being
in another attitude, namely, the philosophical attitude, of which we now know
nothing. Therefore Fink is perfectly right to call the natural attitude a
”transcendental notion,”
[6]
because it only ever
becomes
a
philosophical notion, that is, it only becomes thematic, if one stands in the
philosophical (read: transcendental) attitude. It only becomes thematizable to
the philosopher who is defined precisely by the fact that he stands outside of
the natural attitude. This, the first of the
three
main constitutive factors on the methodic meta-level making up the full concept
of the natural attitude I shall call
naturalness,
alluding
to the name Husserl gives to the phenomenon. I want to pin down the term
”natural” to its etymological root from the Latin
nasci,
to be born, to grow: the natural attitude, speaking generally and very
formally, undergirds the everyday life we live, as it were, naturally, i.e.
dealing in a ”straight forward” way with other human beings,
animals, plants, things, making plans, performing actions, pursuing interests
etc. Myself, my surroundings and the people I deal with are all just common and
natural. To call this ”situation” natural would be absurd for
someone living in the natural attitude, yet making this mode of daily life
explicit and thematic requires that we are no longer in it. The term
”natural” thus gives a thematic description of out life as it is
carried out ”naturally,” but the fact that this is so can only
become explicit in
another
attitude.
Mentioning
these modes of everyday existence--dealing with other beings, acting, planning,
etc.--we already have a first
thematic
account on how life in the natural attitude is performed. In our life we are
dealing with certain things, entities. This dealing-with them implies that they
are in some way given to us. The structure of givenness and having of the
object, as the reader will have noted, is based upon the general structure of
intentionality. This, Brentano's great philosophical discovery, was more
thoroughly developed in Husserl's
Logical
Investigations
[7]
and henceforth remained an essential category in Husserl's thought. The way of
givenness as our mode of lived-experiencing (
erleben)
any kind of entity is correlative to the manner these entities are given to us
in and through our intentional acts. Intentionality is the general structure of
human subjectivity that serves as the basic level of any kind of human life.
[8]
If this is so, it must be possible at least in part to develop a theory of the
natural attitude from this doctrine.
III. The extended structure of intentionality: act – situation – attitude and its correlative: the horizon
Intentionality
is the structure of acts in which entities are given to me in general, but I
can also send out active intentional acts (rays of acts) towards something. I
can, as we say ”intentionally,” that is to say, deliberately tune
my attention to that which is not seen presently by turning my head.
Alternatively I can view something in my surroundings more closely that was
merely at the margin of my attention, e.g., I can tune my attention explicitly
to the tea cup that before was next to my computer unnoticed. In doing so, I do
not just see a three-dimensional x, but this ”thing” is given to me
as something from which I can drink. The way of givenness of something to me
implies that it is always given to me
as
something. This structure of something-as-something (
t”
katˆ tin—s
)
alludes to Heidegger’s notion of the ”hermeneutical as.”
[9]
It can, I believe, be developed from Husserl's theory of intentionality:
Something is always given to our intentional acts in a way of givenness;
however, this way of givenness reveals itself already
as
something
in my daily life. For example, this three-dimensional
x
is given as a cup for drinking, this
y
as food to eat, this
z
as a person, more specifically as a friend or stranger, etc. My surroundings
are not just a formal system of intentional givenness, but a nexus of meaning.
When
realizing this, I also notice that this way of givenness as something is not
fixed once and for all, in the sense that I merely passively, receptively
receive given entities as fixed. On the contrary, my life is structured by a
multiplicity of active
interests
governing my manner of dealing with things. I am never solely passive, but
rather am devoted to certain things, I pursue certain goals, etc. To use
another example: If I were a businessman I would not primarily see a house as a
place for living (or, for that matter, just a three-dimensional
x),
but as an object of sale and business. If I were an architect, I would view it
under the perspective of its construction, of the order of the rooms, the way
the windows allow for the light to come in, etc. Hence, daily life, according
to Husserl, is a life of interests.
[10]
I am never indifferent to the things around me, but rather my view depends on
certain interests: e.g. I am hungry, or I am working in my job as a
businessman, or I am devoted to my hobbies. Even when I am tired and losing
interest in things generally and am thus only ”interested,” if we
can call it that, in letting go and giving in to my tiredness, even then I am
not indifferent. Interest, in the manner Husserl understands, can also be
illustrated by the Latin origin of the word:
inter-esse
means to be among things, to be within a certain context.
Let
us now look more closely at this notion of interest. Different ways of being
interested can coincide in one and the same person. I can look at this object x
as an aesthetic object, as practical in a general sense, as
specifically
practical in this or that sense. Correspondingly, nobody is
just
a
businessman,
just
a...
Shifting
from one interest to the other lies within my free will. The fact that I always
perceive a thing in a certain interest I shall term
situation.[11]
I am always in a certain situation, in the sense that I always have a certain,
specific interest in something. I do not live jumping from one situation to the
next as if there were ”gaps” in between. Rather I always live in a
certain context within a flow of temporal succession. Also, my interest within
a situation is not limited to this certain entity, but can be shifted to any
other entity in the same form of interest. It is here that the term
attitude
comes into play.
My
specific interest in a certain entity, my situation in other words, is always
embraced or surrounded by an attitude. The attitude is like a halo (or an aura)
around a certain act of interest. Being in the attitude of the businessman, let
me call it the ”business attitude,” my intentional rays of interest
will be carried out according to this attitude. Likewise, I can shift my
attitude, as an act of my free will, to the architectural attitude, or I can
shift to an aesthetic attitude and view the selfsame thing, the house in my
example, as a work of art. Strictly speaking, my active life is always already
carried out in a certain attitude of which there are many, some of which may
still be unknown to me. More precisely, my daily life consists of many
attitudes I live in or live through (”
durchleben,”
as Husserl would say), alternating with each other, which need not contradict
each other but can rather referentially imply each other (
sie
verweisen aufeinander
[12]).
This is why I usually do not notice the shifting from one to the other. Still,
yet other attitudes might be in contradiction with others. This calls for a
phenomenological description of the phenomenon of attitudes, that we will have
to skip here.
[13] One
constitutive element (an invariant), however, we can isolate from what it means
to be in an attitude. Living through an attitude towards a certain thing in a
given situation, this attitude is not limited to a certain entity. I can look at
whichever
entity I want
to
in the aesthetic attitude. In principle, there is no limit to that which I can
view in the aesthetic attitude. Hence, an attitude is directed towards an open
horizon of possible entities. Analogously to the way an act has its correlative
intended object, so we can also say that an attitude has a correlative. But if
in a certain attitude there is no limit in principle to that which can become
an object of this attitude, what could be the correlative of an attitude? This
correlative Husserl calls an
open
horizon
or also
a
world.
[14]
Thus, we have a correlative to this world-horizon, namely an openness on the
side of the experiencing person. In a way this openness can also be called a
horizon, albeit on the side of the subject.
However,
if there are several attitudes, there must also be a multitude of horizons; for
the correlative of an attitude--of which there are many in my living
reality--is a specific world, as when we speak of the world of business, the
world of sport, of art, etc. My life as carried out in a succession of
situations with their acts is hence always already engulfed by, or integrated
into, a special attitude which has a horizon or has as its correlation a
special world (
Sonderwelt).
For example, correlated to the aesthetic attitude is the world of aesthetics
(or art) in the sense that there is no limit to that which I can view
aesthetically. This horizon or world is not in itself an entity but that which
harbours or bears within it all possible entities of a certain attitude in
their way of givenness to me. When I speak of world henceforth it shall be
understood phenomenologically as horizon
[15];
for now however I am still speaking of a special world, e.g., the world of
business, sports, etc. In the same way, one can speak of special attitudes: the
business attitude, the sports attitude etc. Both correlative parts have their
horizonal structure.
Now
let us point to one characteristic of this world-horizon. Living in a certain
attitude and thus viewing certain things within this horizon that correlates to
this attitude, I will see the
things,
but not the
horizon
in which they appear. This horizon or special world remains
unthematic,
because
the object that I have thematically is that to which I tune my attention. I
shall thus call this correlation of attitude and horizon a
schema[16]:
All things that are given to me, or that I am attuned to, I have in a certain
attitude, which is an attitude not to a single thing, but towards a whole
horizon of possible things. That which I view in this attitude is thematic, but
the attitude itself will remain for the most part unthematic; I usually do not
notice that I am in one attitude and shifting to the next. In the same sense,
correlatively, the horizon is also unthematic, as my attention is attuned to a
single thing that is given to me through a schema.
[17]
IV. The correlative of Homeworld – Home-Attitude and the Alienworld. The notion of naivity.
Returning
to the notion of the naturalness of my daily life we can now describe more
closely how this life is carried out. I am always in one way or the other
dealing with things, people, in a word: entities. Furthermore, I am dealing
with them in a situation with a certain attitude that surrounds this situation
like a halo. But in my natural life I live through a multiplicity of attitudes,
e.g. my job attitude, my leisure attitude that may again be subdivided into the
sports attitude, the traffic attitude, etc. The special horizons that correlate
these attitudes are not separated worlds, limited within themselves, but they
referentially imply each other, ”touch” each other or maybe
overlap; they are not separate ”worlds,” but make up my life as a
whole and the locus in which it is carried out. The universal notion (
Inbegriff)
or field of this structure of attitudanal multiplicity and the correlative
horizons in my natural life as a whole Husserl calls
homeworld
(
Heimwelt).[18]
By this he menas the sphere in which we feel ”just natural,” at
home and at ease. Hence this homeworld is not one world of a single individual,
but an intersubjective world, a world of tradition, culture, religion (myths),
collective values, i.e. a phenomenon of generativity. It is the world we are,
literally,
accustomed
to.
Therefore, this homeworld is the world of a certain family, society, people,
nation with their historical tradition.
[19]
This homeworld is correlated to a ”home attitude,” as I shall call
it, with its multiple subattitudes.
The
term naturalness is a pure description of my daily life and bears no negative
connotation. However, the structure of naturalness can take on a pejorative
connotation. This is just the flip side of naturalness and stems,
etymologically speaking, from the same root. This side Husserl calls
naivity.[20]
Why is this naturalness of the home attitude carried out in the homeworld
naive?
What does naive mean here and in what respect is it a negative characteristic
of the natural attitude? Naturalness was defined on the methodic level as the
fact that being in the natural attitude I know nothing of being in it. This we
can now elucidate thematically with respect to the above. Being in the home
attitude I live through concrete special attitudes which correlate to special
concrete horizons and these horizons are essentially open horizons. This means
that the horizon of the homeworld is principally not limited, it can be expanded
in
infinitum
.
Because this homeworld-horizon is the only horizon to the home-attitude, it is
”absolute.” The horizon might be limitlessly expandable, but it
will still be understood in terms of the homeworld of or for the home attitude.
Hence, the naivity of the natural attitude not only consists in the fact that
being in the natural attitude I do not know of being in it, but also in the
fact that, since I do not know of it
as
an attitude, I live in the belief that it is the only possible ”way of
life.”
In
fact, my home attitude is only one of many other attitudes constituted in the
same manner. Every individual sociality (family, people, nation) has its home
attitude, but there are many different socialities, with their own sets of
subattitudes, with their own customs, traditions, myths, and rules, etc. This
applies to all factual and possible socialities. The home attitude is in
principle naive, because it sees itself as absolute. This does not mean that
one home attitude perceives itself as the only existing attitude, but as the
only
home
attitude for itself. All other forms of life it will view either as naive, or
as primitive, or as simply
alien,
that is, incomprehensible. To set the home attitude as absolute means that no
other attitude will become understandable as a
home
attitude,
but only as an alien attitude correlating to an alienworld.
V. The naivity as pre-philosophical doxa
However,
we need not talk of other cultures and their cultural presuppositions in
relation to our homeworld to see that the natural home attitude is
in
itself
naive. Daily life consists of a certain ”casualness” concerning its
way of carrying itself out; daily life deals with things as artifacts, with
human beings as friends, foes or strangers; it is practical and not theoretical
(even if the ”daily life” of e.g. a chemist consists of performing
laboratory experiments). Daily life in this sense is, as Husserl says alluding
to the Greek term, dogmatic.
[21]
It is made up of certain relative opinions or beliefs, e.g. that my senses tell
me the truth, that tomorrow will be Wednesday etc. These beliefs make no claim
to be ”absolutely” true. From a theoretical (scientific)
perspective, from the attitude of episteme, these beliefs might well be wrong:
before Copernicus no one questioned the ”fact” that the world is a
plane and not a sphere--which in fact turned out to be a ”pure
belief.”
Thus,
daily life consists of a set of opinions that do not even make the claim to be
exact and
absolutely
true: to drive a car I need not know the chemical reactions going on inside the
motor, etc. These beliefs are mere ”doxai,” they are not, and
need
not be, subject to an epistemic investigation. The naivity of this daily life,
its naivity within its home attitude, thus consists in a limitedness or
finitude to its doxic beliefs. Even though the horizon of the home attitude is
endless in principle, it at the same time reveals in this structure its own
finitude: in extending the horizon this attitude will always understand new,
”incoming” entities in its usual style. The style of understanding
entities will be biased or, literally, presumptuous. This style will continue
in a (homeworldly) concordance (
Einstimmigkeit)
with what is familiar. Thus, the naivity consists in daily life’s setting
of its doxic style of understanding entities as absolute. The doxa sets as
absolute that which is in fact only relative. It does not realize that its
beliefs are
pure
beliefs
that could be wrong or perspectival, inadequate or biased.
Hence
we now have introduced the second constitutive element of the natural attitude:
its naivity, which is but the flip side of naturalness. Again, the same
meta-structure as in naturalness can be employed to clarify this: seeing the
natural attitude as naive already means having left it, but in a way that is
not
naive. The name ”doxa” only makes sense in opposition to
”episteme.” Is this not-naive attitude already the philosophical
attitude? I want to suggest that it is not. I will do so by bringing two
notions into relation to each other as I strive to understand the full
structure of how Husserl views the natural attitude; these two notions are the
episteme and the home attitude.
VI. The motivation for the scientific attitude
In
the home attitude I live with a certain set of beliefs and opinions. These,
however, can be disappointed. The belief that a stick is straight is shaken
when being held into water it becomes at first sight ”crooked.”
This is a simple example of how my visual perception can be surprised and shows
that certain beliefs of my daily life are naive, that is, dogmatic. Here we can
see the origin of episteme, of science, in the very basic sense of the desire
to find out how things ”really” are. I want to know their
”real” being and not only one aspect of this being according to my
opinion, which has been disappointed or has discovered uncertainties or
contradictions within it. In other words, I want to understand
absolutely
as opposed to my relative opinion or belief. I start observing, experimenting,
measuring, counting, etc., that is, I
abstract
from the opinions and beliefs of my naive attitudes, I look away from them, set
them aside; in other words, I ”bracket” them.
This
”bracketing” inaugurates the scientific attitude; I position myself
explicitly in an attitude that leaves the beliefs of my home attitude behind. I
do this because I want to move from mere ”subjective” truths to
”objective” truths, from relativity to absoluteness, from
doxa
to
episteme.
This scientific attitude is essentially different from the subattitudes within
the home attitude, as the latter only have relative truths: I can see the house
as architectural phenomenon
or
as a work of art. Both attitudes are ”true” within the boundaries
of their own ”logic,” but not in contrast to the other. In fact,
there is no reason to set them in contrast to each other. However, in the
scientific attitude, say the attitude of the physicist, I deliberately bracket
these subjective opinions. These have their relative rights. Within an attitude
an opinion will never be ”false,” only inadequate or wrong. In this
scientific bracketing, however, the physicist will instead view the house as a
three-dimensional x with certain attributes, which have nothing to do with
relativity. I as a physicist will not see it as an artifact, but as an example
of a certain species. This means looking away from certain qualities (house,
art-work) and focusing on others that quantify it as a physical entity. This
quantification is carried out in the natural sciences at the highest level as a
process of mathematization. In doing so, these mathematical formulas are never
relatively, but absolutely true, because mathematics, the paradigm of absolute
truth, is not limited to any homeworld. On the contrary, any human being,
hypothetically speaking, from any homeworld can be taught to understand
mathematics. Despite their homeworldly customs, myths and specific ways of
thinking, every normal human being of any culture can principally understand
mathematics,
[22]
even though mathematics or formal logic and with this the process of
mathematization happened to have occurred in the history of Western thought.
[23]
Hence,
the scientific attitude stems, or arises, from the home attitude. It is thus an
attitude of a higher reflective level (
hšherstufige
Einstellung
)
that seeks to rectify or replace the relative beliefs of the home attitude with
absolute truths by finding objective absolute knowledge as opposed to
subjective relative opinions. So this scientific attitude with its sphere of
absolute truths, however objective,
still
rests on the ground
of the home attitude. It is an attitude on a higher level, but has its roots
and its foundation in the home attitude, because initially it is the individual
in his home attitude who realizes the limits and finitude of his relative home
attitude and pushes himself away from this very sphere, now discovered to be
relative, and strives to reach an absolute viewpoint. Although the process has
only occurred in this one way--the mathematization of nature--in the tradition
of Western thought, I want to insist on the fact that this scientific attitude
has arisen from a
specific
home attitude and still rests on this homeworld. This is the case even though
it is an absolute sphere that no longer has a necessary link to the home
attitude it has sprung from. It is exactly this oblivion of its roots Husserl
criticizes as ”naturalism” or ”objectivism.”
[24]
VII. The General Thesis of the natural and the scientific attitude
In
contrast to the home attitude and the scientific attitude arising from it, we
are now prepared to fully grasp the entire notion of the natural attitude. The
procedure that determines this, namely the eidetic variation, is quite easy to
understand and is basic to Husserlian phenomenology. This method involves the
sorting out of what a number of phenomena have in common by variating, i.e.
considering several possibilities or transformations. Once we perform this we
will quickly see its simplicity and we will probably ask why we have not
employed this procedure before. However, this is only possible after having
introduced the multiplicity of attitudes as a field of possible variation. This
will give us the full notion of that what Husserl means by the natural attitude.
Let
us recall. Firstly, I introduced the multiplicity of attitudes in the
homeworld. These attitudes fall under the title of the home attitude. Arising
from this attitude there is the scientific attitude which is not relative as
are the homeworld-attitudes, but rather is absolute. What now, we can ask, do
all these attitudes have in common? In my devotion to a certain action in a
certain attitude, in my working, viewing, contemplating, experimenting etc., I
still always believe that the reality or the world I am in, in which I am
”doing” these things,
exists.
Also,
if I am doubting a certain thing, if my perception is disappointed, even
completely annulled--if I, say, believe over there in the distance there is
something and it turns out to be a mere shadow cast by something else--I still
believe that the surrounding world ”around” this annulment exists.
Even disappointments in certain things will not cross out the belief that the
world itself will continue to exist. This general belief that the world exists
Husserl calls the
General
Thesis of the natural attitude:
”The”
world is always there as reality, it is at the most here or there
”different” than I thought, this or that is to be crossed
out
of
it
under the titles ”mere appearance,” ”hallucination” and
the like, [crossed out] out of [the world] which--in the sense of the General
Thesis--is always existing world.
[25]
The
”content” of this General Thesis is that
the
world is
[26],
if it were spelled out. All attitudes implicitly and tacitly bear the belief
that the world they are in, or dealing with in some way or the other, exists.
They might believe in it in different ways, as this or that, but they believe
always
that
it
exists.
If
this thesis is inherent in all attitudes it is, of course, never explicit, we
are naive towards it. To paraphrase this, we can vary Kant's famous statement
by saying:
the
belief that the world exists must accompany all my attitudes
.
In this broad sense the natural attitude is a primordial and anonymous
passivity (
anonyme
UrpassivitŠt
)
or passive belief in a ”fact” that nobody has ever set it down as a
thesis, as the somewhat incorrect title ”General
Thesis”
might imply. It is the general belief that all our actions, all our life rests
on. The world is absolute facticity. Now we can see why the natural attitude
would be too narrowly understood if one said it was simply the title of our
everyday life and why I have instead called the form of our everyday life the
home attitude. For the scientific attitude, even as distanced from the home
attitude--that is, standing outside of
this
naivity--
also
rests on this ground. In the scientific attitude I still believe in the general
or absolute fact that the world exists. The scientific attitude might not be
naive about the dogmatic claims and beliefs of the home attitude, but it is
naive towards its own belief that the world exists. It thus harbours a naivity
on a higher level: it does not know that it, too, is naive towards the General
Thesis of the existence of the world.
[27]
As
we have said, the scientific, objective attitude can in principle be understood
by all home attitudes. This is because the scientific attitude is merely an
extrapolation, or abstraction, from a single home attitude, in this case, the
attitude of Western thought, even as all possible home attitudes rest on the
ground of the natural attitude as well. The scientific attitude thus stands in
the midst of the several home attitudes like an island. The full notion of the
natural attitude is hence the
universality
of an in principle endless number of home attitudes,
which in turn break down into subattitudes, all sharing the belief that the
world they are resting on as the original arch (
Ur-Arche)
exists. This is the reason the home attitude must not be identified with the
natural attitude, for it is the latter which undergirds a multiplicity of home
attitudes; stated otherwise, from the other side, the natural attitude is built
up or constituted by the multiplicity of home attitudes with their multiple
subattitudes. However, the natural attitude is not the
sum
of all these special attitudes, but the totality or universal structure of what
it means to be an attitude. Metaphorically speaking, the natural attitude is
not the ”roof” under which these attitudes dwell, but rather the
ground
on which they unconsciously stand. The correlate of this universal natural
attitude is nothing but the life-world itself.
VIII. Normality, Abnormality and the possibility of leaving the natural attitude
The
multiplicity of home attitudes within the natural attitude leads to the third
and ultimate methodic aspect that constitutes the full notion of the natural
attitude, which can only be sketched out briefly. Each home attitude has its
open horizon of the way entities can appear to and be understood by it. This
open horizon is a horizon of understanding. In my home attitude I will
understand things as this or that, according to any one of the many
subattitudes within this home attitude. That is, in the home attitude I will
always understand something in a certain in principle
known
sense, if not one, then another. The world as my homeworld is to me a
harmonious horizon; the style of my living in the world and understanding it is
one of concordance (
Einstimmigkeit).
Husserl calls this universal style of concordance within my home attitude,
without which the world as my homeworld would be simply absurd to me,
normality.[28]
There might be things unknown to me, but they do not call into question
normality as a mode of existence. I will understand what is obscure or strange
in the style that has become normal to me in the normality and naturalness of
my homeworld. However, do we not have here the risk of fundamentally
misunderstanding?
Having
left the naivity of the home-attitude, as we have, we have given a description
of the natural attitude as bearing a multiplicity of home attitudes. Each of
these attitudes has its own style of normality which is gradually, more
fundamentally, or even absolutely different from one another. One can move from
relative differences of a certain tribe as opposed to its neighboring tribe, go
to a certain society, a nation, a whole culture. Thus, the attempt to
understand one entity in a home attitude that belongs to
another
homeworld with
its
home attitude will never understand this specific, typical thing in its own
essence. It will never become understandable to me in the
other
home
attitude. For example, I as a Westerner might understand in my home attitude
this thing as a reeking lump of rotten substance, someone from East Asia might
understand it as a delicacy, or vice versa. Thus, the normalities of the
particular home attitudes
collide.
To the horizon of the home attitude hence belongs a dark outer horizon. Since
this home attitude is constituted by normality, this outer horizon will be the
abnormal,
that which is principally not integrateable in the normal style of
understanding. But we can see that the entity which is abnormal to us in
our
normality might be normal to the
other
homeworld. Therefore, it is
not
an
absolute
abnormality, rather an
other
normality
that is abnormal
to
us
.
The outer horizon of this abnormality, Husserl calls, correlative to the
homeworld, the alienworld (
Fremdwelt).
In other words: that which is abnormal to our normality is necessarily
conceived as alien. However, this alienity has its own, alien normality with
its own concordance.
But
if the home attitude has as its style of normality a limitlessly open horizon,
how can I ever have a knowledge of this alienity? If the home attitude is
constituted by concordance, if it is led by a normal style of understanding,
how then can we ever experience the alien as alien? Coming out of my home
attitude I will only be able to view the alien as abnormal,
[29]
not as a normality
in
itself
that I do not (yet) understand. Husserl struggled with this paradox throughout
his lifetime: How is it possible to leave the home attitude and ultimately the
natural attitude? Is this not a paradoxical enterprise much like the legendary
figure MŸnchhausen pulling himself out of the swamp by his own hair?
In
conclusion, I want to suggest a possible solution. I believe the answer must
lie in the concept of normality, which only makes sense
as
normality
in contrast to the abormal that lies outside the horizon of our homeworld. This
is the alienworld. How
we
get there, remains a riddle. The riddle is precisely that does not lie within
our power to achieve this. However, is it not rather that the alien and the
abnormal offers and opens
itself
up to
us,
but
as
abnormal and thus alien? It is this that awakens and enlightens our interest in
the alien as alien.
If
this is so, it is not
we
that question, but rather the alien itself that intrudes
our
horizon and calls
us
into question. So the question coming from that which lies beyond our normal,
natural home leads right back to ourselves, thus changing us. This is changed
into abnormal and alien that which is for us the
most
normal, well-known and homelike, that which we never know of in the first place:
the
natural attitude itself
.
The alien makes us perceive
ourselves
in our very everyday existence as alien. The alien outside our homeworld
awakens the ”stranger in us all.” In experiencing this, we can
never go back into our old self-evident knowledge of ourselves and our world.
This is what the loss of naivity is all about. It may well be said that in
discovering the natural attitude Husserl has taken up the old Greek problem of
the doxa, but at the same time has reformulated it in the context of his
phenomenology. This, and his late recognition of the natural attitude in the
realization that all actions stem from it, is Husserl's contribution to Western
philosophy. In this paper, however, I only wish to show the first step to this
huge project which starts out--and can only do so--as a discovery of the
natural attitude in its two mutually constitutive, methodic and thematical
notions.
Endnotes:
[1] Edmund
Husserl,
Briefwechel.
Vol. 4: Die Freiburger Schüler
,
ed. with the cooperation of Elisabeth Schuhmann by Karl Schuhmann
(Dordrecht/Boston/Lancaster: Kluwer, 1993), 91.
[2] In
most introductions to Husserl's philosophy the Natural Attitude is treated as a
mere transitional phase to describe the phenomenological reduction; see Rudolf
Bernet/Iso Kern/Eduard Marbach,
Edmund
Husserl. Darstellung seines Denkens
(Hamburg: Meiner, 1989), 58 ff. I know of no work on Husserl that explicitly
devotes a chapter or section to it. Waldenfels in his study dwells on the
proper right (
Eigenrecht)
of the Natural Attitude, but he, too, fails to give a thorough description of
it. See Bernhard Waldenfels,
Das
Zwischenreich des Dialogs. Sozialphilosophische Untersuchungen in Anschluss an
Edmund Husserl
(Den Haag: Nijhoff, 1971), 67 ff.
[3] See
Edmund Husserl, ”Philosophie als strenge Wissenschaft”
(”Philosophy As Rigorous Science”), in: Edmund Husserl,
Aufsätze
und Vorträge (1911-1921), mit ergänzenden Texten,
ed. by Thomas Nenon and Hans Reiner Sepp, (Husserliana [Hua.] XXV) (Den Haag:
Nijhoff, 1987), 3 ff. I would also like to express my special thanks to Donn
Welton for his comments on the content and to Talia Welsh and Felix O'Murchadha
for their stylistic corrections.
[4] See
Edmund Husserl,
Die
Krisis der europäischen Wissenschaften und die transzendentale
Phänomenologie. Eine Einleitung in die phänomenologische Philosophie,
Hua. VI, ed. by Walter Biemel (Den Haag: Nijhoff, 1954), ¤ 51, 176-7:
”Die Aufgabe einer 'Ontologie der Lebenswelt'” (”The Task of
an 'Ontology of the Life-World'”). Not only is the task of this ontology
only feasible going back into the Natural Attitude, but also the founding of
all scientific and philosophical efforts on the ground of the relativity of the
Life-World can be seen as a recognition of the Natural Attitude as an ”
Ur-Doxa”
that can never be uplifted or bracketed.
[5] Eugen
Fink,
Nähe
und Distanz. Phänomenologische Vorträge und Aufsätze,
ed. by Franz-Anton Schwarz (Alber: Freiburg/Munich, 1976) 190 ff. Fink,
however, sees as the central operative concepts the notions of
”phenomenon”, ”Epoch”, ”constitution”,
”achievement” (
Leistung)
and ”transcendental logic” (phenomenological language) (see ibid.,
203), himself presupposing the Natural Attitude as the basis for the issues he
raises. Hence it can be said that to Fink himself the Natural Attitude remains
as an operative concept overshadowed by these aforementioned notions above!
Moreover, one might suspect that Fink's analysis of the phenomenological
predication in ¤ 10 of the Sixth Cartesian Meditation (Eugen Fink:
VI.
Cartesianische Meditation. Teil 1. Die Idee einer transzendentalen Methodenlehre,
ed. by Hans Ebeling, Jann Holl and Guy van Kerckhoven [Dordrecht/Boston/London:
Kluwer, 1988a]) implicitly bears a definition of the language of the Natural
Attitude. Likewise does his notion of a phenomenological transcendental
idealism as a dialectical relation between the Natural and Phenomenologizing
Attitude (see ibid., ¤ 12, 170 ff.). However, this
”definition” could only
ex
negativo
be
derived from the positive definition of the attitude of the phenomenologizing
ego. In other words, in Fink the Natural Attitude only becomes crucial in the
enworlding of the transcendental ”truths” into the Natural Attitude
in the ”transcendental-pedagogical imlications” of phenomenology.
[6] Eugen
Fink,
VI.
Cartesianische Meditation. Teil 2, Ergänzungsband,
ed. by Guy van Kerckhoven (Dordrecht/Boston/London: Kluwer, 1988b), 104:
”Die beiden Titel: 'transzendentale Einstellung' und 'natürliche
Einstellung' sind grundsätzlich transzendentale Begriffe [...].” See
also Eugen Fink,
Studien
zur Phänomenologie 1930-39,
113.
[7] See
esp. the V. Logical Investigation, in: Edmund Husserl,
Logische
Untersuchungen
.
Zweiter Band, ed. by Ulrike Panzer (Den Haag: Nijhoff, 1984), Hua. XIX/I:
”†ber intentionale Erlebnisse und ihre 'Inhalte'” (”On
intentional lived-experiences and their 'contents'”).
[8] I
use the term ”life” here in order to imply all kinds of human
action, not only conscious, i.e. mental acts, but also all human activity, down
to physical life on the level of mere instincts which Husserl tries to grasp
under the titel ”
Triebintentionalität”
(see esp. Edmund Husserl,
Zur
Phänomenologie der Intersubjektivität.
Dritter
Teil
,ed.
by Iso Kern (Den Haag: Nijhoff, 1973) Hua XV, Text No. 34, 593 ff. and appendix
XLIII, 597 ff.). As I employ this concept of intentionality as a mere basic
framework for the phenomenon of attitude, it is not necessary to go into this
issue of intentionality more deeply.
[9] Martin
Heidegger,
Sein
und Zeit
(Tübingen: Niemeyer, 1993, 17th ed.) ¤ 32, 148 ff., esp. 149. Husserl
himself is not blind to these pragmatical interests, as is oftentimes
insinuated. To him, these pragmatical usages are a matter of the relative being
as opposed to its limes of absolute, optimal appearance, which interests the
philosopher. For Husserl, the relative being comes at the very end of the
account of the constitution, whereas to Heidegger, it is the
pr—teron
pr˜s hem‡s
.
See Edmund Husserl,
Analysen
zur passiven Synthesis
,
ed. by Margot Fleischer (Den Haag: Nijhoff,1966) Hua. XI, 23-4. ”Das
thematische Interesse, das in Wahrnehmungen sich auslebt, ist in unserem
wissenschaftlichen Leben von praktischen Interessen geleitet, und das beruhigt
sich, wenn gewisse für das jeweilige Interesse optimale Erscheinungen
gewonnen sind, in denen das Ding so viel von seinem letzten Selbst zeigt, als
dieses praktische Interesse fordert. Oder vielmehr es zeichnet sich als
praktisches Interesse ein relatives Selbst vor: Das, was praktisch genügt,
gilt als das Selbst. So ist das Haus selbst und in seinem wahren Sein, und zwar
hinsichtlich seiner puren kärperlichen Dinglichkeit, sehr bald optimal
gegeben, also vollkommen erfahren von dem, der es als Käufer oder
Verkäufer betrachtet. Für den Physiker und Chemiker erschiene solche
Erfahrungsweise vällig oberflächlich und vom wahren Sein noch
himmelfern.”
[10] See
Edmund Husserl,
Erste
Philosophie (1923/24),
ed. by Rudolf Boehm (Den Haag: Nijhoff, 1959), Hua. VIII, 92 ff.
”Interest” here means not only the thematic interest in the pursued
object, but also, implicitly, the co-thesis of the existence of that which is
intended; interest as a general structure of human life always implies the
thesis of the being of the world. See also Edmund Husserl,
Phänomenologische
Psychologie
,
ed. by Walter Biemel (Den Haag: Nijhoff: 1962), Hua. IX, appendix XI, 410 ff.,
esp. 412-14 and Edmund Husserl,
Zur
Phänomenologie der Intersubjektivität
,
appendix XXV, 414 f.
[11] This
term is not so much used by Husserl in the way I am employing it above, but
rather in Fink's stressing of the concrete situation in which I can perform the
Epoch. See Eugen Fink,
VI.
Cartesianische Meditation, Teil 2,
23 ff. and Husserl's critical notations in footnotes 66 (23), 69, 70 (both on
24). In 70, Husserl writes, as a passing remark: ”Natürlich waches
Leben ist Akte vollziehen--jeder Akt hat
seine
Situation,
aktives Leben ist ein
einheitliches
Leben, ein von Situation in Situation †bergehen
und in ihr Ziele Haben, also von Ziel zu Ziel und im verwirklichenden Tun
(Handeln im weitesten Sinn) von Erzielung, Verwirklichung zu ihren Zielen
†bergehen.”
[12] ”To
referentially imply” is Anthony J. Steinbock's translation of the German
verb ”verweisen” (in his forthcoming translation of Edmund Husserl,
Analysen
zur passiven Synthesis
,
Hua. XI).
[13] This
would be the task of a phenomenological psychology which need not have
performed the reduction and thus need not stand in the transcendental sphere.
It would be an eidetic account of the attitudes
within
the
Natural Attitude. One of these tasks would be to see if there is a link or
necessary connection between a certain attitude and a certain fundamental mood (
Grundstimmung)
in Heidegger's sense. Defining the Natural Attitude itself, however, is only
possible in and through the Epoch.
[14] See
Edmund Husserl,
Die
Krisis der europäischen Wissenschaften und die transzendentale
Phänomenologie,
appendix XVII, 459 ff., esp. 460: ”Jede jener 'Welten' [of special
interests] hat ihre durch den Berufszweck bestimmte besondere
Universalität, jede den unendlichen Horizont einer gewissen
'Allheit'.” On the same page Husserl coins for this phenomenon the often
used term ”
Sonderwelt,”
which I here translate as special world. The notion of the openness of the
horizon here also implies that it is an open horizon for my possibilities
within an attitude; this is an openness of ”
Vermäglichkeiten”,
see ibid, 164.
[15] In
doing so, I am aware of the fact that this is not the only meaning Husserl
attributes to the notion of world. World as Life-World is also the
anthropological world with its sedimentations of meaning, tradition, and
culture; hence this world is also a historical world. See Edmund Husserl:
Die
Krisis der europäischen Wissenschaften und die transzendentale
Phänomenologie. Ergänzungsband,
ed. by Reinhold N. Smid (Den Haag: Nijhoff 1993), Hua. XXIX, Text No. 28:
”Die anthropologische Welt,” 321 ff., and ibid., Text No. 34:
”Zur Kritik an den
Ideen
I,”
424 ff., esp. 425-6. Despite these further differentiations and definitions of
the notion of the Life-World, this notion, too, falls under the category of
Fink's ”operative concepts.”
[16] In
this sense the Kantian notion of schema as schematism of the pure notions of
the ’Verstand' (
Schematismus
der reinen Verstandesbegriffe
)
is embedded in this more universal schematism which pertains not only to
objects of perception but to the totality of world appearing for the human
being in this world. Whereas the Kantian model is merely epistemological, it is
more deeply founded in a schematism that I shall call ontological.
[17] Likewise,
it can be said that the Ego is never only (pure) ego, but cannot other than
live itself out in an attitude – but is not, again, only made up of
attitudes.
[18] See
Edmund Husserl,
Zur
Phänomenologie der Intersubjektivität,
appendix XI (214 ff.) as one paradigm text of the many texts of Husserl's late
period where he deals with this issue. For a thorough interpretation of this
concept and how from it arises the concept of the one world as the full sense
of the Life-World or rather, on the contrary, how the full notion of homeworlds
with their correlative alienworlds constitute the full sense of the life-world,
see Klaus Held, ”Heimwelt, Fremdwelt, die eine Welt,”
Phänomenologische
Forschungen
24/25 (1991), 305-37. See also the newly published study on Husserl's concept
of the homeworld in the framework of a ”generative phenomenology”:
Anthony J. Steinbock,
Home
and Beyond. Generative Phenomenology after Husserl
(Evanston/Illinois: Northwestern, 1995).
[19] Concerning
the closedness and relative expansion of this homeworld Husserl employs the
image of an onion that has several layers concentrically surrounding the core,
see Edmund Husserl,
Zur
Phänomenologie der Intersubjektivität,
Text No. 27, 429 ff. This metaphor is however tricky, for one should not
understand the universality of the world as the universal life world as the
”big onion.” This image only serves to illustrate the layerdness of
the homeworld.
[20] See
Edmund Husserl,
Erste
Philosophie I,
20. On this note, it might be helpful to know that ”naive” as well
as ”natural” both stem from the same Latin root, as mentioned
above, i.e.
nasci.
[21] See
Edmund Husserl,
Ideen
zu einer reinen Phänomenologie und phänomenologischen Philosophie
.
Erstes Buch, 26.
[22] See
Plato's
Meno,
where the skill of mathematics functions as the paradigm case of that kind of
knowledge which does not have to be learned, but is ”innate” to
man, cf. 82b-85e.
[23] This
process of science as the mathematization of nature is, of course, intrinsic to
Western thought. See Husserl's famous reconstruction of this process in ¤
9 of the
Crisis.
But the point above is,
quod
erit demonstrandum
,
that the scientific attitude stems from the home attitude and thus stands on
the basis of the latter. Husserl saw this process as a specifically European
phenomenon which, however, has left its rightful path and has to be brought
back to it. He envisions this as the rightful reminiscience of the Greek idea
of the Europeisation (
Europäisierung)
of mankind – a concept that has been highly critcized as being
Euro-centred. For a defence of this idea as a (forgotten) positive category of
unity, see Klaus Held, ”Husserls These von der Europäisierung der
Menschheit,”
Phänomenologie
im Widerstreit: Zum 50. Geburtstag Edmund Husserls,
ed. by Christoph Jamme and Otto Päggeler (Frankfurt: Suhrkamp, 1989), 13-39.
[24] See
Edmund Husserl,
Die
Krisis der europäischen Wissenschaften und die transzendentale
Phänomenologie
,
271.
[25] Edmund
Husserl,
Ideen
zu einer reinen Phänomenologie und phänomenologischen Philosophie
,
¤ 30, 61 (my translation).
[26] See
Edmund Husserl,
Erste
Philosophie I,
36 ff.
[27] This
fact of the being of the world Husserl also calls an absolute fact in the sense
that this original certainty and belief can never be crossed out by doubt or
anullment. Analogously as the scientific attitude is naive towards its own
participation in the General Thesis and thus its origin in the Natural
Attitude, Fink speaks of a philosophical naivity to which the philosopher falls
prey if he has not himself, although he might not stand on the ground of the
General Thesis, analyzed himself, see Eugen Fink,
VI.
Cartesianische Meditation, Teil II,
5: ”Wir stehen jetzt nach der †berwindung der
Weltnaivität
in
einer neuen, in einer
transzendentalen
Naivität.”
[28] See
Edmund Husserl,
Zur
Phänomenologie der Intersubjektivität,
133 ff., esp. ibid., Text No. 11, 148-171.
[29] This
is obviously Fink's understanding of the abnormal, as something that strikes us
as something from outside our horizon and thus leads us to the reduction,
whereas to Husserl the abnormal is something already constituded within the
normality of our homeworld. In the outline to a planned systematic work, Fink
writes, as a note: ”Die Anomalität als Motivation der Skepsis an der
'Weltexistenz'.” (Eugen Fink,
VI.
Cartesianische Meditation. Teil II
,
5) In his notation, Husserl replaces the term ”Anomalität”
with ”Modalisierbarkeit aller Einzelerfahrung” (ibid., footnote 6)
– obviously an action (a variation)
within
the world as opposed to an absurd or tragic event
intruding
our world; see ibid., 30 f. In a later text from Husserl, from the year 1931
(Husserl read the above quoted text in 1930), he does make the connection
between alienity and abnormality (Edmund Husser,
Zur
Phänomenologie der Intersubjektivität,
Text No. 10, 139): ”Problem der Erweiterung der Welt durch Besetzung des
leeren Welthorizonts mit einer anderen historischen Totalität, einer
fremden,
total
fremdartiger, in diesem Sinn
abnormer
Menschen einer
abnormen
Umwelt.” (italics added) To Husserl, it is obviously a problem of our
expanding the horizon of our own world. See Anthony J. Steinbock,
Home
and Beyond
,
who makes the distinction of ”anomalous” and
”abnormal,” the first being a discordance within our homeworld, the
latter being the normality of the alienworld, intruding our own normal
homeworld and thus striking us as abnormal: ”When we charaterize
something as discordant [...], discordance has merely a descriptive or
normatively insignificant quality. It is not qet normatively significant as
'abnormal,' but rather 'anomalous.'” (ibid., 132).

|